DETECTOR · P194

Frequent Late Filer

Member filed >30% of trades past the STOCK Act 45-day deadline — chronic compliance failure, ethics-committee referral candidate.

What this detector measures

Member filed >30% of trades past the STOCK Act 45-day deadline — chronic compliance failure, ethics-committee referral candidate.

What to ask the senator's office

  1. What does the member's office attribute the chronic late-filing rate to?
  2. Has the member paid any STOCK Act late-filing fees, and on which trades?
  3. Has the Ethics Committee opened any inquiry into the late-filing pattern?

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